2 min readInsights
How ARMA supports regulatory change under FINRA Forward
ARMA connects regulatory developments to the policies, procedures, controls and operational work they may affect. Phase I of the platform is engineered specifically for FINRA-member broker-dealers. ARMA's Regulatory Lifecycle Tracker shows rule status, lifecycle progress and implementation status, helping teams follow a regulatory development as it moves toward action. Source evidence remains connected to the resulting work.
